Responsible Investment Overview

Mega Securities is committed to practicing and promoting the spirit of sustainable finance, and has formulated the "Sustainable Finance Policy," "Stewardship Principles," and "Administrative Regulations for Promoting the Development of Sustainable Finance." To implement the responsible investment, and continuously invest in the sustainable development fields (including but not limited to bonds, equity investments, and ESG financial instruments related to green energy, low-carbon, renewable energy, circular economy, and other issues), and support companies with environmental protection, fulfillment of social responsibilities, or sustainable governance to raise sustainable capital (including but is not limited to the issuance of marketable securities related to issues of green energy, sustainable development and fulfillment of social responsibilities) or investments, seeking to achieve the dual goals of promoting sustainable development and guiding private capital to invest in the real economy through investment and fundraising. In addition, we have established the investment evaluation managerial procedures for high sustainability risk enterprises, including companies prohibited from investment, high environmental and social impact industries or counterparties, and high carbon-emission industries, with sustainability ratings.